The herbal preparation DJT used in this study was prepared under GMP (Good Manufacturing Practices) and provided by Sun Ten Pharmaceutical (Taiwan). The project was entirely funded by the CCMP to detect potential toxicity or adverse effects of DJT. Apart from providing the batch of DJT, Sun Ten Pharmaceutical was not involved in any other sponsorship, study design or monitoring of the participants.
Preparation of the herbs
All herbal components of DJT were prepared in a large computer-controlled boiler where volatile oils of therapeutic values were collected and sprayed into a two-story high vacuum drying chamber. The active ingredients of the herbs were transformed into granulated compounds five times more concentrated than the raw herbs. These granulated compounds were then vacuum dried at low temperatures before being siphoned into a separate sterile-room where they were bottled, labeled and sealed. For quality assurance of the active ingredients in DJT, HPLC (high performance liquid chromatography) fingerprinting was employed to identify substances in the final product [12]. An extraction process required by the CCMP regulations was performed, involving the use of water to eliminate AA-I from Asarum heteropoides roots, a nephrotoxic substance contained mostly in the leaves and/or aerial parts of plants [13]. Liquid chromatography – tandem mass spectrometry (LC/MS/MS) [14], a more sensitive method, had been carried out by the Bureau of Food and Drug Analysis of the Department of Health prior current study to ensure that AA-I was at an undetectable level. Each batch of DJT was also tested for E. coli, Salmonella (bacteria count) and heavy metals.
Recruitment of subjects
This prospective follow-up study was coordinated from the National Taiwan University, while participants were enrolled through two research clinics in northern Taiwan: Chinese Medicine Branch and Yangming Branch of the Taipei City Hospital. Approval of the study was obtained from the Joint Institutional Review Board for Traditional Chinese Medicine of Taiwan (JIRBTCM94-0426-01). All participants provided signed and informed consents before taking part in the study.
Inclusion criteria
Participants were recruited through newspaper advertisements and flyers posted in clinics and health fairs between April and October 2005. The status of osteoarthritis of the knee was confirmed by radiography (mild to moderate osteophytes and/or joint space narrowing). Qualified participants were at least 18 years of age with symptomatic osteoarthritis in at least one knee and had sought medical help over the two-week period prior to the study. Participants had not been involved in any other medical trials three months prior to the study. Participants were required to discontinue the use of any current medications, including any conventional or herbal products for arthritis, at least two weeks prior to the initial screening for the study.
Exclusion criteria
Rheumatoid, inflammatory or any other type of arthritis; arthroscopy or intra-articular corticosteroids/hyaluronic acid injections in the previous month; any evidence of renal or liver dysfunction as defined by a level of at least 1.5 times the upper reference limit [serum creatinine: 1.3 mg/dl, blood urea nitrogen (BUN): 22 mg/dl, serum aspartate-aminotransferase (AST): 25 IU/L, alanine-aminotransferase (ALT): 29 IU/L]; uncontrolled hypertension; diabetes mellitus; or any signs of cancer.
Study design and procedure
All nurses involved in the study attended a standardized training session to ensure consistency and to meet GCP (Good Clinical Practices) requirements in the study protocol. Participant eligibility was assessed during the first two visits to the clinic. Following the initial screening visit, participants entered a run-in phase to determine baseline data on their symptoms and their quality of life; each participant also underwent a health assessment including complete blood counts and biochemical function tests. These data were collected to ensure the eligibility criteria for each participant, and to screen out respondents with potential poor compliance. Following the run-in phase, each participant was provided with sufficient DJT to begin treatment at a dose of 2.5 g twice daily.
Subsequent study visits were scheduled for the first, second and fourth weeks, with any symptoms of the knee and adverse events being assessed at each visit. At the end of the trial, the participants received a further physical examination, including blood tests. Participants were contacted by telephone one to two days prior to each visit in order to encourage their continued compliance. Throughout the study period, leftover package counts were undertaken so as to monitor each participant's compliance. The consumption of non-steroidal anti-inflammatory drugs (NSAIDs) rescue medication was also recorded at each visit.
Efficacy/Tolerability
The primary outcome parameters evaluated prior to and during the four-week intervention were pain, stiffness and physical functioning subscales, along with the global pain assessment using a 100-mm 'visual analog scale' (VAS) from the Western Ontario and McMaster Universities Osteoarthritis (WOMAC) index [15]. We purchased the WOMAC Chinese language form directly from the author [16]. Changes in the quality of life were also assessed using the World Health Organization Quality of Life questionnaire – Taiwan brief version (WHOQOL-BREF) [17]. Each subject's physical constitution was also categorized using a questionnaire for pattern identification, or 'bian zheng' in Chinese medical terminology, based on the criteria recommended in Zhongyao Xinyao Linchuang Yanjiu Zhidao Yuanze (The Guidelines for Clinical Research on New Chinese Medicines) [18]. The questionnaire consisted of categories as follows: frequency of pain, aversion to cold and flaccidity of the lower back and knees (each of which were assessed in terms of 'occasional or less', 'often', or 'so frequent as to interfere with work'), and duration of stiffness ('less than one hour' or 'more than one hour').
The WOMAC index is a multi-dimensional, disease specific, self-administered, health status measure. It probes clinically important, patient-relevant symptoms in the areas of pain, stiffness and physical function in patients with knee osteoarthritis. The instrument comprises 24 questions (five on pain, two on stiffness and 17 on physical functioning) and can be completed in less than five minutes. Weightings were introduced to add together the five items on pain as a total sum score which predominantly quantifies the severity of knee pain in different daily activities, with the same process being carried out on stiffness and physical functioning [19]. The VAS version of the WOMAC is valid, reliable and sufficiently sensitive for the detection of clinically-important changes in health status following a variety of interventions [20, 21]. The Taiwan version of the WHOQOL-BREF comprises four domains (i.e. physical, psychological, social and environmental) containing 24 facets, and two national items on overall quality of life (QOL) and general health [17], with higher scores indicating superior QOL.
Safety assessment
Routine hematology and biochemistry data were collected at the baseline and at week 4, including complete blood count and platelets, serum levels of creatinine, BUN, AST, ALT, albumin/globulin (A/G), uric acid and urine levels of N-acetyl-β-D-glucosaminidase and retinol binding protein. A research nurse also actively monitored any adverse events and recorded any unexpected signs, symptoms or feelings during the study period.
Statistical analysis
Our analysis focused mainly on changes in the three-domain construct of the WOMAC assessment (pain, stiffness and physical function) along with the WHOQOL measures. The treatment effects were described as changes of the mean differences among the participants between the scores measured during each visit at weeks 1, 2, and 4 and at baseline. Separate linear regression models were constructed for the response variables of the differentiated scores on the pain, stiffness and physical functioning subscales, the VAS-pain and the WHOQOL-BREF domains.
The explanatory variables in the final regression model were gender, age, baseline severity of osteoarthritis, the interaction between age and gender, the BMI (in kg/m2), aversion to cold, flaccidity of the lower back and knees and usage of NSAID rescue drugs. For us to examine the improvement across the 3 visits, two indicator variables for visits at weeks 2 and 4 were also included in the regression model. The coefficients of the two indicator variables represent the differences between the average value of measured scores for the visits at weeks 2 and 4 versus those at week 1. The error terms were assumed to be correlated among the three repeated measurements on each participant. Finally, each single WOMAC score item was also examined separately so as to identify any WOMAC items sensitive to treatment by DJT. The estimates of coefficients and standard errors of the estimates in the multiple regression models with correlated error terms were obtained by using generalized least squares function of the package nlme version 3.1–60 in a free statistical software R version 2.1.1 [22].